基于SBAS-InSAR与ConvLSTM的尾矿坝体渐进损伤过程时空建模与形变场预测:以温庄尾矿库尾矿坝为例
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1.昆明理工大学公共安全与应急管理学院;2.云南金鼎锌业有限公司;3.昆明理工大学国土资源工程学院

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X936

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国家自然科学基金地区科学基金项目


Spatiotemporal Modeling and Deformation Field Prediction for Tailings Dam Progressive Damage Based on SBAS-InSAR and ConvLSTM: A Case Study of WenZhuang Tailings Dam
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1.Faculty of Public Security and Emergency Management,Kunming University of Science and Technology;2.Yunnan Jinding Zinc Industry Co,Ltd;3.Faculty of Land Resources Engineering,Kunming University of Science and Technology

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    摘要:

    尾矿坝溃垮风险的本质是坝体结构在地表形变场中渐进累积的损伤演化过程。传统基于单点时序的形变预测方法难以捕捉损伤的空间分布差异与时空耦合特征,导致对坝体结构破坏过程的描述能力不足。为此,本文提出了一种融合短基线集干涉合成孔径雷达技术(Small Baseline Subset Interferometric Synthetic Aperture Radar, SBAS-InSAR)与卷积长短期记忆神经网络(Convolutional Long Short-Term Memory,ConvLSTM)的尾矿坝结构损伤时空特征提取与面域预测方法。以云南温庄尾矿库高堆尾矿坝为研究对象,首先利用2021年1月至2024年12月的99景Sentinel-1A影像,通过SBAS-InSAR获取坝体全域的形变时空栅格场,揭示形变速率与累计形变量的空间分异规律;进而将时序形变栅格序列构建为五维特征张量,引入ConvLSTM网络构建“编码-预测-解码”时空耦合模型,同步学习形变场的空间邻域特征与长时序依赖关系,实现对坝体结构损伤演化过程的时空面域预测。结果表明:研究区形变集中分布于堆积坝顶及沉积滩面,最大垂向形变速率为-33.28 mm/a,最大累计形变量达-134.7 mm,形变呈现显著的空间分区非均匀性与时序渐进性,揭示了坝体内部存在结构性差异及渐进压密损伤特征。所建模型预测的2024年12月形变场与SBAS-InSAR实测值相比,平均绝对误差(MAE)为6.44 mm、均方根误差(RMSE)为9.51 mm,决定系数(R2)达0.87,结构相似性指数(SSIM)为0.89,表明模型能够高精度重构损伤形变场的空间结构与演化趋势。预测至2025年12月,坝体南侧形变值达到-160.4 mm,坝体整体结构仍处于渐进变形阶段。本文方法将形变预测与结构损伤特征提取相融合,可为尾矿坝坝体损伤演化过程的精细化诊断与溃垮风险预警提供新的技术路径。

    Abstract:

    The risk of tailings dam failure is essentially derived from the gradual accumulation of damage within the dam structure under surface deformation fields. Traditional deformation prediction methods based on single-point time series are struggle to capture the spatial variations in damage distribution and spatiotemporal coupling characteristics, resulting in an inadequate ability to describe the structural failure process of the dam. Therefore, a novel method is proposed for extracting spatiotemporal features of structural damage and conducting area-wide prediction for tailings dams by integrating small baseline subset interferometric synthetic aperture radar (SBAS-InSAR) technology with convolutional long short-term memory (ConvLSTM) neural networks. The high-piled tailings dam of Wenzhuang tailings reservoir in Yunnan Province is selected as the research object. A total of 99 Sentinel-1A images from January 2021 to December 2024 were first processed by SBAS-InSAR to obtain the full-domain spatiotemporal grid deformation field of the dam, revealing the spatial differentiation law of deformation rate and cumulative deformation. Then, the time-series deformation grid sequence was constructed into a five-dimensional feature tensor, and an encoder-predictor-decoder spatiotemporal coupling model was established using the ConvLSTM network. The model synchronously learns the spatial neighborhood features and long-term temporal dependence of the deformation field, realizing spatiotemporal areal prediction of the dam structural damage evolution process. The results indicate that deformation in the study area is concentrated on the crest of the embankment dam and the sedimentation plain, with a maximum vertical deformation rate of -33.28 mm/a and a maximum cumulative deformation of -134.7 mm. The deformation exhibits significant spatial heterogeneity and temporal progression, revealing structural differences within the dam body and progressive consolidation damage characteristics. Comparisons between the deformation field predicted by the developed model for December 2024 with the SBAS-InSAR measured values show that the mean absolute error (MAE) was 6.44 mm, the root mean square error (RMSE) was 9.51 mm, and the coefficient of determination (R2) reached 0.87, and the Structural Similarity Index (SSIM) was 0.89, indicating that the model can accurately reconstruct the spatial structure and evolutionary trends of the damage deformation field. Prediction results for December 2025 indicate that deformation values on the southern side of the dam will reach -160.4mm, with the overall dam structure remaining in a progressive deformation phase. The methodology presented in this paper combines deformation prediction with the extraction of structural damage features, offering a new technical approach for the detailed diagnosis of the damage evolution process in tailings dams and for early warning of dam failure risks.

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袁利伟,起卓,张舒寒,等. 基于SBAS-InSAR与ConvLSTM的尾矿坝体渐进损伤过程时空建模与形变场预测:以温庄尾矿库尾矿坝为例[J]. 科学技术与工程, , ():

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  • 收稿日期:2026-04-20
  • 最后修改日期:2026-07-29
  • 录用日期:2026-09-09
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