基于NGBoost-NSGA-Ⅲ的大直径盾构施工参数多目标优化方法: 以杭州地铁6号线江南大道改造提升工程为例
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U 455.43

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国家重点研发项目(2023YFC3805700),国家自然科学基金(52378302、52378302和52192664)


Multi-objective optimization method for large-diameter shield construction parameters based on NGBoost-NSGA-III: Jiangnan Avenue Renovation and Upgrading Project in Hangzhou Metro Line 6
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    摘要:

    为解决复杂地层条件下大直径盾构施工中掘进效率、能耗与地表沉降的多目标协同优化难题,提出一种基于数据增广的多目标优化框架。该框架创新性融合自然梯度提升(natural gradient boosting,NGBoost)概率预测模型与第三代非支配排序遗传算法(non-dominated sorting genetic algorithm III,NSGA-III)进化算法,并引入逼近理想解排序方法(technique for order preference by similarity to an ideal solution,TOPSIS)从Pareto最优解集中筛选最佳盾构操作参数组合。以杭州市某实际盾构工程为案例,针对不同埋深、土体力学特性场景,开展盾构操作参数优化研究。实验结果显示,所提方法对掘进速度、比能及地表沉降的预测精度较高:预测结果与实际结果的均方根误差(root mean square error,RMSE)分别为3.4348 mm/min、9.1662 MJ/m3、5.8210 mm,决定系数(coefficient of determination, )值分别达到0.7759、0.8444、0.9026;参数优化效果显著,相较优化前,掘进速度提升19.81%,比能降低62.09%,地表沉降降低21.53%。本研究提出的多目标优化框架可有效平衡大直径盾构施工中的效率、能耗与安全指标,显著提升复杂地层条件下盾构施工的效率与安全水平,并降低施工能耗,为类似工程的参数优化提供可靠技术参考。

    Abstract:

    Large-diameter shield tunneling under complex stratum conditions faces the challenge of multi-objective collaborative optimization of tunneling efficiency, energy consumption, and surface settlement. A multi-objective optimization framework based on data augmentation was proposed. The framework innovatively integrated the natural gradient boosting (NGBoost) probabilistic prediction model, the non-dominated sorting genetic algorithm III (NSGA-III) evolutionary algorithm, and the technique for order preference by similarity to an ideal solution (TOPSIS) method. The TOPSIS method was used to select the optimal combination of shield operating parameters from the Pareto optimal solution set. An actual shield tunneling project in Hangzhou was taken as a case study. Research on the optimization of shield operating parameters was carried out under scenarios with different burial depths and soil mechanical properties. Experimental results demonstrate that high prediction accuracy for tunneling speed, specific energy consumption, and surface settlement is achieved by the proposed method: the root mean square errors (RMSE) between predicted and actual results are 3.4348 mm/min, 9.1662 MJ/m3, and 5.8210 mm, respectively, while the coefficient of determination (R2) reaching 0.7759, 0.8444, and 0.9026. The parameter optimization effect is significant: compared with the pre-optimization state, the tunneling speed is increased by 19.81%, the specific energy consumption is reduced by 62.09%, and the surface settlement is decreased by 21.53%. In conclusion, the proposed multi-objective optimization framework can effectively balance efficiency, energy consumption, and safety indicators in large-diameter shield tunneling. Under complex stratum conditions, it significantly improves construction efficiency and safety level, and reduces construction energy consumption. This framework provides a reliable technical reference for parameter optimization in similar engineering projects.

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陈阳阳,刘文,王志华,等. 基于NGBoost-NSGA-Ⅲ的大直径盾构施工参数多目标优化方法: 以杭州地铁6号线江南大道改造提升工程为例[J]. 科学技术与工程, 2026, 26(20): 8782-8790.
Chen Yangyang, Liu Wen, Wang Zhihua, et al. Multi-objective optimization method for large-diameter shield construction parameters based on NGBoost-NSGA-III: Jiangnan Avenue Renovation and Upgrading Project in Hangzhou Metro Line 6[J]. Science Technology and Engineering,2026,26(20):8782-8790.

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  • 收稿日期:2025-07-02
  • 最后修改日期:2026-04-17
  • 录用日期:2026-01-07
  • 在线发布日期: 2026-07-27
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